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File #: 160640.    Version: Name:
Type: Staff Recommendation Status: Passed
File created: 12/27/2016 In control: Audit and Finance Committee
On agenda: 2/2/2017 Final action: 2/2/2017
Title: Selection of External Auditors for Professional Auditing Services (B)
Attachments: 1. 160640 RFP Prof'l Audit Services-FINAL 20170110.pdf, 2. 160640A RFP Prof'l Audit Svc-ADD#1-FINAL 20170110.pdf, 3. 160640B RFP Prof'l Audit Svc-ADD#2-FINAL 20170110.pdf, 4. 160640C RFP Prof'l Audit Svc-ADD#3-FINAL 20170110.pdf, 5. 160640D RFP Prof'l Audit Svc-PROPOSAL-GRU_bakertilly-price 20170110.pdf, 6. 160640E RFP Prof'l Audit Svc-PROPOSAL-GRU_bakertilly-technical 20170110.pdf, 7. 160640F RFP Prof'l Audit Svc-PROPOSAL-GRU_cri-price 20170110.pdf, 8. 160640G RFP Prof'l Audit Svc-PROPOSAL-GRU_cri-technical 20170110.pdf, 9. 160640H RFP Prof'l Audit Svc-PROPOSAL-GRU_mauldin-price 20170110.pdf, 10. 160640I RFP Prof'l Audit Svc-PROPOSAL-GRU_mauldin-technical 20170110.pdf, 11. 160640J RFP Prof'l Audit Svc-PROPOSAL-GRU_purvisgray-price 20170110.pdf, 12. 160640K RFP Prof'l Audit Svc-PROPOSAL-GRU_purvisgray-technical 20170110.pdf, 13. 160640L RFP Prof'l Audit Svc-PROPOSAL-GG_clifton-price 20170110.pdf, 14. 160640M RFP Prof'l Audit Svc-PROPOSAL-GG_clifton-technical 20170110.pdf, 15. 160640N RFP Prof'l Audit Svc-PROPOSAL-GG_cri-price 20170110.pdf, 16. 160640O RFP Prof'l Audit Svc-PROPOSAL-GG_cri-technical 20170110.pdf, 17. 160640P RFP Prof'l Audit Svc-PROPOSAL-GG_efpr-price 20170110.pdf, 18. 160640Q RFP Prof'l Audit Svc-PROPOSAL-GG_efpr-technical 20170110.pdf, 19. 160640R RFP Prof'l Audit Svc-PROPOSAL-GG_mauldin-price 20170110.pdf, 20. 160640S RFP Prof'l Audit Svc-PROPOSAL-GG_mauldin-technical 20170110.pdf, 21. 160640T RFP Prof'l Audit Svc-PROPOSAL-GG_purvisgray-price 20170110.pdf, 22. 160640U RFP Prof'l Audit Svc-PROPOSAL-GG_purvisgray-technical 20170110.pdf, 23. 160640V RFP Prof'l Audit Svc-EVAL WRITTEN GG-evaluator#4 20170110.pdf, 24. 160640W RFP Prof'l Audit Svc-EVAL WRITTEN GG-evaluator#5 20170110.pdf, 25. 160640X RFP Prof'l Audit Svc-EVAL WRITTEN GG-evaluator#6 20170110.pdf, 26. 160640Y RFP Prof'l Audit Svc-EVAL WRITTEN SUMMARY-GG 20170110.pdf, 27. 160640Z RFP Prof'l Audit Svc-EVAL WRITTEN GRU-evaluator#1 20170110.pdf, 28. 160640AA RFP Prof'l Audit Svc-EVAL WRITTEN GRU-evaluator#2 20170110.pdf, 29. 160640AB RFP Prof'l Audit Svc-EVAL WRITTEN GRU-evaluator#3 20170110.pdf, 30. 160640AC RFP Prof'l Audit Svc-EVAL WRITTEN SUMMARY-GRU 20170110.pdf, 31. 160640AD Audit Svc-EVAL-ORAL presentation questions-GG 20170110.WMA, 32. 160640AE Audit Svc-EVAL-ORAL presentation questions-GRU-1 20170110.WMA, 33. 160640AF Audit Svc-EVAL-ORAL presentation questions-GRU-2 20170110.WMA, 34. 160640AG Audit Svc-EVAL-Written-Minimum Reqs Part 1 20170110.WMA, 35. 160640AH Audit Svc-EVAL-Written-Minimum Reqs Part 2 20170110.WMA, 36. 160640AI Audit Svc-EVAL-Written-Price Proposals Part 1 20170110.WMA, 37. 160640AJ Audit Svc-EVAL-Written-Price Proposals Part 2 20170110.WMA, 38. 160640AK Audit Svc-EVAL-Written-Price Proposals Part 3 20170110.WMA, 39. 160640AL RFP Prof'l Audit Svc-PRESENTATION-GG_cri 20170110.pdf, 40. 160640AM RFP Prof'l Audit Svc-PRESENTATION-GG_purvisgray 20170110.pdf, 41. 160640AN RFP Prof'l Audit Svc-PRESENTATION-GRU_bakertilly 20170110.pdf, 42. 160640AO RFP Prof'l Audit Svc-PRESENTATION-GRU_purvisgray 20170110.pdf, 43. 160640AP Audit Svc-ORAL-GG_cri 20170110.WMA, 44. 160640AQ Audit Svc-ORAL-GG_purvisgray 20170110.WMA, 45. 160640AR Audit Svc-ORAL-GG_Wrapup, Part1 20170110.WMA, 46. 160640AS Audit Svc-ORAL-GG_Wrapup, Part2 20170110.WMA, 47. 160640AT RFP for Prof'l Audit Svc-EVAL ORAL GG-evaluator#4 20170110.pdf, 48. 160640AU RFP for Prof'l Audit Svc-EVAL ORAL GG-evaluator#5 20170110.pdf, 49. 160640AV RFP for Prof'l Audit Svc-EVAL ORAL GG-evaluator#6 20170110.pdf, 50. 160640AW RFP for Prof'l Audit Svc-EVAL ORAL SUMMARY-GG 20170110.pdf, 51. 160640AX Auditing Svc-ORAL-GRU_bakertilly 20170110.WMA, 52. 160640AY Auditing Svc-ORAL-GRU_purvisgray 20170110.WMA, 53. 160640AZ Auditing Svc-ORAL-GRU_Wrapup 20170110.WMA, 54. 160640BA RFP for Prof'l Audit Svc-EVAL ORAL GRU-evaluator#1 20170110.pdf, 55. 160640BB RFP for Prof'l Audit Svc-EVAL ORAL GRU-evaluator#2 20170110.pdf, 56. 160640BC RFP for Prof'l Audit Svc-EVAL ORAL GRU-evaluator#3 20170110.pdf, 57. 160640BD RFP for Prof'l Audit Svc-EVAL ORAL SUMMARY-GRU 20170110.pdf, 58. 160640BE Prof Auditing Svc-BID TAB 20170110.pdf
Title
Selection of External Auditors for Professional Auditing Services (B)

Explanation
Florida Statutes section 218.39 and Gainesville Code of Ordinances section 2-433 require the City Commission to employ an independent certified public accountant, not connected with the government of the City, to audit the accounts maintained and the financial statements prepared by the City for each fiscal year. The City’s current contract for professional auditing services expires after completion of all reports associated with the financial audit for the fiscal year ending September 30, 2016. City of Gainesville Resolution 150127 requires the City Auditor to be responsible for coordinating all financial audits, prepare Request for Proposals (RFP) for external audit firms; and, evaluate and rate all proposals.

On June 16, 2016, the City Commission authorized the issuance of a RFP for professional auditing services utilizing the methodology and selection factors recommended by the Audit and Finance Committee. On September 15, 2016, the City’s Purchasing Division publicly issued the RFP prepared by the City Auditor’s Office. Since City finances are segmented into two major areas, General Government and GRU, the RFP provided an opportunity for certified public accounting firms to submit a proposal for the General Government segment, the GRU segment, or both segments.

On October 27, 2016, the City received five (5) responses to the General Government segment and four (4) responses to the GRU segment. Proposals contained technical qualifications and a separately sealed price proposal. Two evaluation teams were appointed by the City Auditor to evaluate the proposals in accordance with criteria set forth in the RFP, excluding price proposals. Each segment’s evaluation team consisted of one City Auditor staff member and two representatives from the respective Finance Department (General Government and GRU). On November 7, 2016, team members each submitted evaluation scores on t...

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